Regulated Entities
We advise on all sorts of regulatory issues and compliance, such as MiFID and money laundering, both financial institutions and companies of investment services (ESIS) under the supervision of the CNMV:
We are part of the board council department of many entities, overseeing the complexity of the procedures derived from the Company Law and Financial Regularizations.
We also provide advice on both sanctioning bodies such as administrators and officials.
- Venture Capital: companies and funds.
- Business investment services.
- Brokers and brokerage.
- Business Financial Advice (EAFIs)
- Management Companies Collective Investment Institutions (SGIICs)
- Hedge Funds
We are part of the board council department of many entities, overseeing the complexity of the procedures derived from the Company Law and Financial Regularizations.
We also provide advice on both sanctioning bodies such as administrators and officials.